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Chicago Plan Commission
Results: 140

#	Item
101	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]July 28, 2006 Joint Industry Plan; Notice of Filing of the NMS Linkage Plan by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chica Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-01 14:37:37 United States Securities and Exchange Commission Investment Economy of the United States United States securities law 73rd United States Congress Consolidated Tape Association Chicago Stock Exchange National market system plan Securities Exchange Act Financial markets Self-regulatory organizations Financial economics
102	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-06 15:06:44 Economy of the United States Financial economics Chicago Board Options Exchange Securities Exchange Act International Securities Exchange U.S. Securities and Exchange Commission National market system plan Financial system United States Securities and Exchange Commission Financial markets Regulation NMS
103	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]October 27, 2008 Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 20 to the Joint Self-Regulatory Organizatio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-29 11:19:01 Financial economics Investment Financial markets NASDAQ Securities Exchange Act Consolidated Tape Association Financial Industry Regulatory Authority Chicago Stock Exchange OMX Self-regulatory organizations Economy of the United States United States securities law
104	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]October 2, 2007 Joint Industry Plan; Notice of Filing of Joint Amendment No. 24 to the Plan for the Purpose of Creating and Operating an Intermark Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-10 16:45:24 Regulation NMS Securities Exchange Act International Securities Exchange Chicago Board Options Exchange U.S. Securities and Exchange Commission Economy of the United States NYSE Arca Financial regulation Financial economics United States Securities and Exchange Commission United States securities law 73rd United States Congress
105	SECURITIES AND EXCHANGE COMMISSION (Release No[removed], File No[removed]February 5, 2009 Joint Industry Plan; Order Approving Amendment to Add the BATS Exchange, Inc. as Participant to National Market System Plan Estab Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-02-06 10:32:38 Economy of the United States 73rd United States Congress Financial markets Financial regulation Financial economics Securities Exchange Act Regulation NMS National market system plan Chicago Stock Exchange United States securities law United States Securities and Exchange Commission Self-regulatory organizations
106	Order Approving the Thirteenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan and Seventh Charges Amendment to the Restated Consolidated Quotation Plan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-23 14:34:21 United States securities law Investment Financial system National market system plan Consolidated Tape Association United States Securities and Exchange Commission Securities Exchange Act Market data Chicago Stock Exchange Financial markets Self-regulatory organizations Financial economics
107	Notice of Filing of Amendment No. 21 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded o Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-05-10 13:17:44 Economy of the United States Investment 73rd United States Congress United States Securities and Exchange Commission Stock market NASDAQ Chicago Stock Exchange Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organizations United States securities law Financial economics
108	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]October 31, 2013 Joint Industry Plan; Order Approving Amendment No. 30 to the Joint Self-Regulatory Organization Plan Governing the Collection, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-01 07:29:05 Financial economics Financial markets Investment United States Securities and Exchange Commission NASDAQ Securities Exchange Act Chicago Stock Exchange OMX International Securities Exchange Self-regulatory organizations Economy of the United States United States securities law
109	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]November 27, 2013 Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 31 to the Joint Self-Regulatory Organizati Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-29 10:51:01 Financial markets United States securities law Self-regulatory organizations Securities Exchange Act United States Securities and Exchange Commission Chicago Stock Exchange Financial Industry Regulatory Authority Algorithmic trading Stock market Financial economics Finance Financial system
110	Notice of Filing of an Amended 17d-2 Plan Between the Financial Industry Regulatory Authority, Inc. and the Chicago Stock Exchange, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-09 10:19:39 Financial system Economy of the United States Financial Industry Regulatory Authority Chicago Stock Exchange Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Broker-dealer Self-regulatory organizations United States securities law Financial economics